Knight BondPoint, Inc.
Business Continuity Plan Summary Notice

In its own best interests and pursuant to NASD and SEC regulation, Knight BondPoint, Inc. ("Knight BondPoint") has a Business Continuity Plan ("BCP") in place to prepare for the possibility of future significant business disruptions ("SBD") ranging in severity from a firm only disruption to a regional disruption. Knight BondPoint's recovery time from an SBD will depend on the severity and significance of the event. Knight BondPoint estimates the recovery time to range from three to twenty-four hours.

Knight BondPoint has functional offsite facilities located in Jersey City, NJ providing alternative locations from which it can reasonably operate under such a SBD. Knight BondPoint's electronic records, as well as those of its clearing firm, First Clearing, LLC, are backed-up to a secure off-site location on a daily basis. In the event of a catastrophic failure on a scale up to and including a citywide disruption, Knight BondPoint will continue business operations from its offsite facilities. Clients will continue to contact us via telephone at 678-460-1932 or 877.423.7839 and/or our clearing firm at 877.549.1390 or 804.782.3657. Alternatively, clients may access the following Web sites to contact us and/or our clearing firm: www.knightbondpoint.com or www.firstclearing.com.

If you have any questions regarding this summary, please call 678-460-1932.